Supervisory obligations of broker-dealer legal and compliance personnel after the Urban case
| Year of publication: |
2012
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|---|---|
| Authors: | Blanc, Roger D. ; Kramer, Howard L. ; Miller, Martin R. ; Comstock, Matthew B. |
| Published in: |
The journal of investment compliance. - Bingley : Emerald, ISSN 1528-5812, ZDB-ID 22781912. - Vol. 13.2012, 2 (8.6.), p. 40-44
|