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Approaches to financial regulation in view of the crisis : report about the 34th meeting of the German Comparative Law Society
Stöhr, Alexander - In: Journal of financial regulation and compliance : an … 23 (2015) 1, pp. 73-83
Persistent link: https://www.econbiz.de/10010488968
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Reputation risk management in financial firms : protecting (some) small investors
Saleuddin, Rasheed - In: Journal of financial regulation and compliance : an … 22 (2014) 4, pp. 286-299
Persistent link: https://www.econbiz.de/10011490949
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The Investment Dealers Association of Canada's enforcement record : are penalties grossly inadequate
Lokanan, Mark - In: Journal of financial regulation and compliance : an … 22 (2014) 3, pp. 235-251
Persistent link: https://www.econbiz.de/10010471084
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Self-regulation and compliance enforcement practices by the Investment Dealers Association in Canada : 1984 to 2008
Lokanan, Mark - In: Journal of financial regulation and compliance : an … 25 (2017) 1, pp. 2-21
Persistent link: https://www.econbiz.de/10011746531